CONTINUING EDUCATION FOR TAX & FINANCIAL PROFESSIONALS
Webcast

Auditing Top-Ten List: Risk Assessment Procedures

Individual
Teams

$49.00

Webcasts are available for viewing Monday – Saturday, 8am – 8pm ET.
Without FlexCast, you must start with enough time to finish. (1 Hr/Credit)

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CPE Credits

1 Credits: Auditing
Course Level
Overview
Format
Webcast

Course Description

This course provides a focused exploration of key elements in conducting financial audits of non-public entities. Participants will learn how to implement best practices in updating their understanding of the entity and conducting preliminary analytics. The course also covers how to effectively connect Risk Assessment Procedures to the audit program, ensuring that identified risks are appropriately addressed. Additionally, learners will apply a structured Top-Ten List approach to perform Risk Assessment Procedures in the context of a financial audit, reinforcing practical skills and enhancing audit quality.

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Learning Objectives

Upon completion of this course, participants will be able to:

  • Implement best practices with updating our understanding of the entity and preliminary analytics
  • Describe how to connect Risk Assessment Procedures to the audit program
  • Apply the Top-Ten List in carrying out Risk Assessment Procedures on a financial audit of a non-public entity
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Course Specifics

Course ID
WC1925430142
Revision Date
May 6, 2025
Prerequisites

None

Advanced Preparation

None

Compliance Information

NASBA Provider Number: 103220

CFP Notice: Not all courses that qualify for CFP® credit are registered by Western CPE. If a course does not have a CFP registration number in the compliance section, the continuing education will need to be individually reported with the CFP Board. For more information on the reporting process, required documentation, processing fee, etc., contact the CFP Board. CFP Professionals must take each course in it’s entirety, the CFP Board DOES NOT accept partial credits for courses.

Meet The Experts

Sunish Mehta, experienced CPA, CGMA, CPE Instructor and thought leader. As founder and principal of Mindful-CPA  Mindful-PRO, Sunish has over 30 years of experience. He leads training courses in Accounting, Auditing, Leadership & Management and Mindfulness with an attitude of making things Fun & Easy for all his audiences! Professional Highlights: Inner MBA – New York University 2021. BS in Accounting & Business Admin – California State University, Northridge 1993 National Speaker with leading CPE Providers for over 16 years leading seminars, webinars, courses and workshops across the US and India, China and The Philippines. Over 15 years of professional …