CONTINUING EDUCATION FOR TAX & FINANCIAL PROFESSIONALS
Self-Study

SEC Form 10-K Essentials

2 Credits: Accounting

$58.00$78.00

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SEC Form 10-K Essentials

Format
Self-Study
Course Level
Overview
CPE Credits

2 Credits: Accounting

Course Description

A publicly-held company is required to file a Form 10-K with the Securities and Exchange Commission following the end of its fiscal year. In the SEC Form 10-K Essentials course, we cover many of the required disclosures and provide a number of sample disclosures. We also note the special closing activities required to close the books prior to issuing a Form 10-K, as well as the approval process for this document.

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Learning Objectives

Upon successful completion of this course, participants will be able to:

  • Recognize the different types of disclosures that must be included in a Form 10-K.
  • Recall the timing for when a Form 10-K must be filed with the Securities and Exchange Commission.
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Course Specifics

Course ID
SS124373343
Revision Date
February 16, 2024
Prerequisites

There are no prerequisites.

Advanced Preparation

None

Number of Pages
52

Compliance Information

NASBA Provider Number: 103220

CMA Notice: Western CPE makes every attempt to maintain our CMA CPE library, to ensure a course meets your continuing education requirements please visit Insitute of Management Accountants (IMA)

CFP Notice: Not all courses that qualify for CFP® credit are registered by Western CPE. If a course does not have a CFP registration number in the compliance section, the continuing education will need to be individually reported with the CFP Board. For more information on the reporting process, required documentation, processing fee, etc., contact the CFP Board. CFP Professionals must take each course in it’s entirety, the CFP Board DOES NOT accept partial credits for courses.

Meet The Experts

Steven M. Bragg, CPA, is a full-time book and course author who has written more than 300 business books and courses. He provides Western CPE with self-study courses in the areas of accounting and finance, with an emphasis on the practical application of accounting standards and management techniques. A sampling of his courses include the The New Controller Guidebook, The GAAP Guidebook, Accountants’ Guidebook, and Closing the Books: An Accountant’s Guide. He also manages the Accounting Best Practices podcast. Steven has been the CFO or controller of both public and private companies and has been a consulting manager with Ernst & Young and …