Regulatory Ethics - Clients

Icon_Webcast
Webcast
Icon_Level
Basic
Credits
CPE Credits
1 Credits: Regulatory Ethics

Course Description

Client related transactions serve as the focal point for this Regulatory Ethics course.  We’ll examine potential impairments to independence, conflicts of interest, and business transactions through the lens of a CPA.  Topics covered during this session include contingent fees, commissions, hosting and client records.

Learning Objectives

Upon completing this course you will be able to:

  • Recall activities performed for attest clients which may be considered an impairment of independence by CPAs in accordance with the AICPA Code of Professional Conduct.
  • Identify various threats and risks CPAs face when conducting mutual business with attest clients.
  • Recall independence impairments and responsibilities CPA’s must consider when charging contingent fees and providing hosting services.

Course Specifics

Course ID
WC1421258872
Revision Date
October 22, 2021
Prerequisites

None

Advanced Preparation

None

Compliance information

NASBA Provider Number: 103220

Course Instructor

Frank Castillo, CPA

Frank Castillo is a nationally acclaimed CPA, author & instructor. His body of published work includes over 300 video and text based courses addressing technical and personal challenges modern day accountants face.  Frank has traveled extensively across this great country providing tailored consulting services for professional athletes, performing artists, business mavericks, and dedicated licensed professionals.

Regulatory Ethics - Clients

Expert Instructors
CPE CREDITS
1 Credits: Regulatory Ethics

$49.00


Webcasts are available for viewing Monday - Saturday, 8am - 8pm ET.

Icon_Webcast
Webcast
Icon_Level
Basic
Credits
CPE Credits
1 Credits: Regulatory Ethics

Course Description

Client related transactions serve as the focal point for this Regulatory Ethics course.  We’ll examine potential impairments to independence, conflicts of interest, and business transactions through the lens of a CPA.  Topics covered during this session include contingent fees, commissions, hosting and client records.

Learning Objectives

Upon completing this course you will be able to:

  • Recall activities performed for attest clients which may be considered an impairment of independence by CPAs in accordance with the AICPA Code of Professional Conduct.
  • Identify various threats and risks CPAs face when conducting mutual business with attest clients.
  • Recall independence impairments and responsibilities CPA’s must consider when charging contingent fees and providing hosting services.

Course Specifics

Course ID
WC1421258872
Revision Date
October 22, 2021
Prerequisites

None

Advanced Preparation

None

Compliance information

NASBA Provider Number: 103220

Course Instructor

Frank Castillo, CPA

Frank Castillo is a nationally acclaimed CPA, author & instructor. His body of published work includes over 300 video and text based courses addressing technical and personal challenges modern day accountants face.  Frank has traveled extensively across this great country providing tailored consulting services for professional athletes, performing artists, business mavericks, and dedicated licensed professionals.

Regulatory Ethics - Clients

Expert Instructors
CPE CREDITS
1 Credits: Regulatory Ethics

Webcasts are available for viewing Monday - Saturday, 8am - 8pm ET.

$49.00