Regulatory Ethics – Rules and Trends

1 Credits: Regulatory Ethics


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Regulatory Ethics – Rules and Trends

Course Level
CPE Credits

1 Credits: Regulatory Ethics

Course Description

This essential course offers CPAs a detailed overview of the latest regulatory trends and pronouncements from key governing bodies, including State Boards of Accountancy, the AICPA, and the IRS. The course features in-depth discussions on critical areas such as CPA mobility, substantial equivalency, the AICPA Code of Professional Conduct, and the unique challenges posed by social media in tax practice. Participants will benefit from gaining a thorough understanding of these areas, which is crucial for maintaining compliance and upholding professional standards. The course provides valuable insights into navigating the complexities of current regulations, enabling CPAs to effectively adapt to changes, minimize risk, and enhance their professional practice.

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Learning Objectives

Upon completing this course you will be able to:

  • Identify details and benefits regarding mobility and substantial equivalency for practicing CPAs.
  • Recall key principles and threats in connection with the AICPA Code of Professional Conduct.
  • Recall risks tax practitioners may face when utilizing social media to promote their practice.
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Course Specifics

Course ID
Revision Date
October 19, 2021


Advanced Preparation


Compliance Information

NASBA Provider Number: 103220
IRS Provider Number: 0MYXB
IRS Course Number: 0MYXB-E-02087-22-O
IRS Ethics Credits: 1
CTEC Provider Number: 2071
CTEC Course Number: 2071-CE-1652
CTEC Ethics Credits: 1

CFP Notice: Not all courses that qualify for CFP® credit are registered by Western CPE. If a course does not have a CFP registration number in the compliance section, the continuing education will need to be individually reported with the CFP Board. For more information on the reporting process, required documentation, processing fee, etc., contact the CFP Board. CFP Professionals must take each course in it’s entirety, the CFP Board DOES NOT accept partial credits for courses.

CTEC Notice: California Tax Education Council DOES NOT allow partial credit, course must be taken in entirety. Western CPE has been approved by the California Tax Education Council to offer continuing education courses that count as credit towards the annual “continuing education” requirement imposed by the State of California for CTEC Registered Tax Preparers. A listing of additional requirements to register as a tax preparer may be obtained by contacting CTEC at P.O. Box 2890, Sacramento, CA, 95812-2890, by phone toll-free at (877) 850-2832, or on the Internet at

Meet The Experts

Frank Castillo

Frank Castillo is a nationally acclaimed CPA, author & instructor. His body of published work includes over 300 video and text based courses addressing technical and personal challenges modern day accountants face.  Frank has traveled extensively across this great country providing tailored consulting services for professional athletes, performing artists, business mavericks, and dedicated licensed professionals.